From: Cook,
Stephen L. "The Sociology of Apocalyptic Groups." Chapter 2 in
Prophecy and Apocalypticism: The Postexilic Social Settting, 19-54.
Minneapolis: Fortress, 1995.
Please note that some of the italicized words are English
transliterations of Hebrew words; that the bold hot-link numbers in
parenthesis are links to endnotes (click on the number to jump to the endnote
page); and the numbers in red brackets refer to the upcoming page number of the article. The
latter will help for citation purposes.
[19] Robert R. Wilson has listed a number of guidelines for using
comparative material to elucidate aspects of Israelite religion (1), and
these guidelines are central to the methodology used in this book. Following
them, I rely only on twentieth-century sociological work and base my results on
a survey of as many societies as possible (2),
collecting information on the history of millennial groups and their ideas,
leadership, and recruiting (3). The
results of this survey will help to form hypotheses about apocalypticism,
hypotheses that I shall subsequently test with respect to the relevant biblical
teats. The exegesis of the texts will control the use of comparative
material.
The first problem is
deciding how to select millennial groups for analysis. As Norman Gottwald has
noted, some criteria for selective grouping [20]
are needed (4). This
issue of criteria is important, because using too narrow criteria in the
selecting process would prejudice the study from the start (5). Thus,
rather than presupposing a causality; or assuming that millennial groups are to
be found in only one type of social milieu, I remain open to consider all groups
whose members share certain ideas about the world (6).
Based on a survey of
groups with apocalyptic beliefs and ideas, I shall first describe the phenomenon
of apocalypticism. Then, armed with a clarified understanding of apocalypticism,
I shall critique deprivation theory and present a more critical view of the
origins of millennialism.
The Problem of
Definition The imprecision and
ambiguity of the term apocalyptic in biblical scholarship make it
necessary to define our terms before discussing eschatology (7)
[21] and apocalypticism
(8).
The term apocalyptic is from the Greek apokalupto "uncover, reveal." The
English adjective generally refers to a revelatory disclosure about the end
time, describing an intervention from another, supernatural world. Because more
specific definitions of this adjective are needed, some have suggested that the
genre apocalypse should be distinguished from apocalypticism and apocalyptic
eschatology (9). It
remains unclear, however, whether these particular distinctions really help us
better clarify apocalypticism (10). I
think it is more helpful to distinguish between apocalypticism as a literary
phenomenon, as a Weltanschauung (worldview) or type of (religious)
thinking, and as a historical and social phenomenon.
The term
apocalyptic has been applied to a literary phenomenon, a worldview, and a
social phenomenon, and I shall develop characterizations [22] of these
three aspects of apocalypticism. In each case, I shall not attempt to give any
one overarching definition. Instead, borrowing a concept of "family resemblance"
from Ludwig Wittgenstein, I shall sketch various resemblances that overlap and
crisscross so that the various examples of apocalyptic surveyed form a family.
Kenelm Burridge suggests a way of comparing aspects of millennial phenomena
reminiscent of Wittgenstein's family resemblance idea:
Rather than strive for
uniformities . . . it would surely be more fruitful to look for pertinent
differences. In one situation, for example, factors a,b,c,d,e,f, might seem to
be present; in another situation factors c,e,g,h,f, might seem to be present,
in a third situation we might find factors a,f,h,i, to be present ....
Carrying on with such a procedure, looking for differences, specific relations
- of which, as yet, we really have small knowledge - might be adduced (11).
This Wittgensteinian approach is taken
up here, and it is used in opposition to the argument that presenting
characteristic features of apocalypticism fails to clarify this phenomenon's
essential or intrinsic nature (12).
Apocalypticism does not exhibit invariably fixed ingredients, but neither does
it have a statable essence. Rather, apocalyptic phenomena share certain specific
overlappings and differences, and it is these that I seek to
describe.
The Literary
Phenomenon Apocalyptic literature
is the aspect of apocalypticism most accessible to the biblical scholar. It is
nonetheless difficult to identify and classify apocalyptic biblical and closely
related texts. An important advance has been the classification of the genre
"apocalypse" as a subcategory of apocalyptic literary phenomena. John J.
Collins, who has defined the apocalypse [23] genre in
terms of form and content, identifies fifteen apocalypses written between 250
B.C.E. and 150 C.E (13). The
Jewish apocalypses include: Daniel 7-12, the Animal Apocalypse, the
Apocalypse of Weeks, Jubilees 23, 4 Ezra, 2 Baruch,
the Apocalypse of Abraham, 1 Enoch 1-36, the Heavenly
Luminaries, the Similitudes of Enoch, 2 Enoch, the
Testament of Levi 2-5, 3 Baruch, the Testament of Abraham
10-15, and the Apocalypse of Zephaniah.
Unfortunately, the
larger literary category or macro-genre, "apocalyptic literature," is much more
fluid than the genre "apocalypse" (14).
Nevertheless, within this fluidity certain characteristics recur. These include
the major features of dualistic language and the expression of futuristic but
imminent eschatology as well as secondary features such as numerology and
pseudonymity Employing the "family resemblance" approach, I shall attempt to
describe these features as the best basis for this literature's generic
classification. (15).
Dualistic language is
seen in such clear distinctions as that between the "Sons of Light" and the
"Sons of Darkness" in the Qumran War Scroll and 1 Thessalonians 5:5. 2 Esdras
6:5 also speaks of two groups of people - those who now sin, and those who
stored up treasures of faith and are secure for eternity. Besides picturing two
opposing moral forces, this literature often contains a metaphysical dualism.
Daniel 7, for example, dualistically distinguishes between heavenly and earthly
planes of existence, and [24] Daniel 10:20 speaks of a battle on
the heavenly plane that will affect events on earth (16).
Finally, apocalyptic literature often expresses a dualism between this temporal
world and the world to come. Thus, Revelation 21 pictures the present heaven and
earth passing away; and the coming of a new heaven and earth and a new
Jerusalem.
Eschatology in
apocalyptic literature involves an imminent inbreaking by God inaugurating a
future age qualitatively different from this age. The eschatology described in
Daniel 7:26-27 is thus one of radical transformation and discontinuity.
Similarly, the Qumran War Scroll lays out a plan for a coming doomsday battle
that will usher in the new world. Apocalyptic literature often contains
descriptions of chaos and wars separating this age from the next (for example, 2
Esd. 5:4f.; Rev. 4:1-19:21). A final Judgment concludes these battles,
determining who will enter the new kingdom and who will not. 1 Enoch 1:1
refers to this end-time judgment as the "day of distress for the removal of all
the wicked! 1 QM 1:5 states that the final judgment will mean the "eternal
annihilation of all the lot of Belial" (17).
Other features often
found in apocalyptic literature include a visionary manner of revelation. Thus,
1 Enoch 1:2 speaks of "a holy vision in the heavens which the angels
showed me." Apocalyptic visions arc reported using extraordinary and exotic
images, such as the arrogant goat sprouting many horns in Daniel 8:1-14 or the
living creatures with six wings and full of eyes in Revelation 4:6-8. Further,
apocalyptic literature frequently expresses notions of determinism and
predestination. Apocalyptic texts may thus present an outline of history's
predetermined stages. For example, Daniel 7 presents a blueprint for the world's
future. The use of numbers and coded terms is also unique, especially in
full-blown apocalyptic literature. Revelation 4:4 mentions twenty-four elders;
Revelation 5:1 [25]
mentions seven seals; in Revelation 8:8 one-third of
the sea becomes blood; and in Revelation 13:18 the number of the beast is 666
(18).
Angelology, demonology, and an emphasis on a messiah are additional frequent
features of apocalyptic literature.
The
Worldview Apocalyptic literature
comes from an apocalyptic Weltanschauung or type of (religious) thinking
(19).
It is not merely a consciously chosen style or literary device. I am not
suggesting any easy move from a type of biblical language to the minds of those
using the language. We must, however, explain how the mythic-realistic,
sometimes even wildly bizarre, language of apocalyptic writings could have been
intelligible and important to the groups that wrote and read them (20).
The form-critical
assumption that genres are related to certain social phenomena sheds some light
on this question (21).
Worldviews themselves are one facet of such social phenomena because they are
created by groups, not individuals (22). It is
within groups that members share and support worldviews (23). If the
mythic and bizarre language and beliefs of biblical and [26] related
apocalyptic writings are to be explained satisfactorily, they must be related to
a social setting with a millennial worldview.
We lack knowledge about
the social aspect of the apocalyptic texts from the Mediterranean and ancient
Near Eastern world. But because the beliefs expressed by biblical and ancient
biblically related apocalyptic literature bear such a strong family resemblance
to those of groups sociologists refer to as "millennial," we may safely assume
that this literature presupposes a parallel millennial Weltanschauung.
Further, we can begin to flesh out the type of worldview behind biblical
apocalyptic texts by outlining the resemblances among the sociological family of
millennial groups.
The worldview of
millennial groups combines a linear view of history with a futuristic
eschatology that pictures an imminent radical change in the way things are
(24).
This radical change may involve the expectation of a coming judgment (25), often
including world or cosmic destruction or at least the destruction of a wicked
enemy. The millennial Native American group known as the Smohalla cult, for
example, claimed that the aging "Earth woman" would soon be destroyed and all
whites would be annihilated at the end of time. Similarly, Melanesian cargo-cult
prophecies predicted tidal waves that would destroy all Europeans (26). No
matter how the eschaton is [27] conceived, it is believed imminent
(27),
although often presaged by a period of tribulation or messianic "birth
pangs" (28).
Cosmic portents also act as harbingers of the end (29).
According to
apocalyptic worldviews, this radical changing of the ,world is accomplished by
another, ontologically separate world. This intervention is by a deliverer from
outside the world; a resurrection of the dead who may fight alongside the
living; or the arrival of a messiah. The millennial Manseren cult in Melanesia,
for example, expected the imminent arrival by boat of Manseren Mangundi, a
messiah figure who had gained great power by capturing the Morning Star (30).
Whether or not it expects a messiah, the apocalyptic worldview focuses on divine
agency in bringing the eschaton (31).
[28]
In an apocalyptic worldview, the coming radical
change in the world ushers in a qualitatively different existence. Either a
cosmic renewal occurs, or a golden age arrives, or the earth is transformed into
a paradise. Often, this new world is one in which wishes and hopes are fulfilled
(32).
One account of the message of the millennial Native American Ghost Dance of 1890
reads, "Next Spring Big Man (Great Spirit) come. He bring back all game of every
kind . . . nobody but Indians everywhere and game all kinds thick' (33). This
ushering in of paradise may be a return to the Urzeit (primordial time),
and the descriptions of the new age may recall old creation myths known to the
group (34).' The
new-age hope also often expects a resurrection of the dead so the departed will
dwell alongside the living in the new world. The message of the 1890 Ghost
Dance, for example, included the belief that "Pretty soon . . . all dead Indians
come back and live again. They all be strong just like young men, be young
again" (35).
Finally, a moral or
ethical dualism is usually part of millennial worldviews. The elect are
distinguished from the damned "as white from black" (36).
They see themselves as a moral elite, qualitatively different from the rest of
humanity (37). This
elite may be pictured as a remnant that will [29] survive
the imminent judgment or be refined and tested in the coming tribulation. Thus
in the millennial Ghost Dance of Tavibo (1870) it was taught that only
"believing" Native Americans would be resurrected in the end time (38). In
contrast, millennial groups hate or at least fear those on the other side of the
ethical dualism (39).
The Social
Phenomenon Groups that hold
apocalyptic worldviews have definite sociological family resemblances. A third
rubric for defining apocalyptic - that of the apocalyptic social institution -
should therefore be distinguished from tile apocalyptic literary form and the
apocalyptic worldview (40). As
with millennial worldviews, my understanding of the social phenomenon of
apocalypticism relies on a survey of millennial groups. I did not presuppose any
one type of social matrix in choosing groups included in this survey, allowing
that any family resemblances might not be at the level of the larger social
matrices of the groups examined (41).
Indeed, it is at the group level, rather than at the level of the larger social
contexts of the groups, that sociological family resemblances appear (42).
Robert R. Wilson has
outlined the family resemblances between millennial groups (43).
Millennialism is first of all a group phenomenon. Wilson states, "Apocalyptic
religion is not an individualistic phenomenon but one which always appears in
the context of a cohesive and relatively well organized group. Members of the
group think of themselves as a group and [30] seek to
maintain and preserve its structure" (44). The
use by many millennial groups of initiation rituals helps strengthen this group identity
(45).
Other millennial
groups secure a group commitment by requiring that members sell their possessions before joining
(46).
If the group is a
highly organized one, it will have orders of personnel within it. This
organizational hierarchy often includes a so-called millennial prophet or
catalyst figure, a clique of special disciples, and an outer group of followers
(47).
In chapter 3 I shall show how tensions and challenges can arise within the
group's organization as part of the group's history.
The worldviews of many
millennial groups include a vision of the coming new era including specific
goals for the group (48). In
settings involving acculturation, the group's goals often include revival or
perpetuation of especially valued aspects of their own society's culture (49). At the
same time, the future vision often anticipates that the millennial group will
inherit the secrets and abundance of its enemies. Thus, Peter Worsley writes
that in the case of the cargo cults, "Melanesians by no means rejected European
culture in toto: they wanted the White man's power and riches, but they did not
want the perpetuation of his rule" (50).
Millennial groups
usually believe that their vision and goals will be [31] realized
within a framework provided by a supernaturally revealed timetable of past and
future events. Wovoka, the Native American millennial catalyst figure associated
with the Ghost Dance of 1590, had such a schema, which contained a description
of past events including the creation. His blueprint for the future involved a
"renewal" of all good people in the fall of 1890 and a subsequent renewal of
everyone in the spring of that year. A resurrection and an enlargement of the
earth would follow (51).
As Robert R. Wilson
argues, to realize its goals and find a way of living in the last days of
history, the millennial group develops a practical program for action (52). This
practical program may fall anywhere along a continuum from a passive to an
active response. A passive program merely provides for the organization of group
life, while an active program organizes collective action to help bring on, or
at least prepare for, the eschaton. For example, Melanesian cargo cults actively
prepared for the arrival of cargo shipments from the ancestors by building
wharfs, airstrips, and storehouses (53).
Another active response
involves the performance of special rituals (54),'
sometimes involving the creation or readaptation of special temples or cult
objects (55). Thus,
in the Ghost Dance millennial movement associated with [32] Wovoka,
groups performed a ceremony in which the members moved slowly around a central
tree. During this dance many of the participants experienced a trance state in
which they visited the world of the dead (56). In
other cultures, glossolalia is often reported to be a part of millennial ritual
practices (57).
The practical program
of millennial groups may involve the partial or almost complete separation of
the group from their world. Sometimes, but not always, groups physically
separate from society to build rafts or move into shelters (58). Other
millennial groups leave their communities to hold an extended vigil while
awaiting the eschaton (59).
Alternately, millennial groups may separate themselves in preparation for
doomsday by refusing to work, destroying stockpiles of food, or spending all
their savings. For example, in late-nineteenth-century New Guinea, a millennial
catalyst figure named Tokeriu predicted a gigantic tidal wave that would
submerge the whole coast. In response to his message, the people killed and ate
three hundred to four hundred pigs, exhausting their reservoirs of wealth (60). This
action was an act of faith in the belief that the end had almost arrived, that
God would provide abundant food for them once the new era began.
Because the eschatology
of millennial groups stresses the total sovereignty of God in the coming
cataclysm or war, these groups often do not take up arms (61).
Nevertheless, the practical programs of active millennial [33] groups sometimes stress
preparation for military action (62).
Sometimes the end-time war is still understood as fought by God, the group's
military preparations being viewed as merely symbolic (63). In
other cases where group members make preparations for actual fighting, the group
at least believes that the coming conflict will be carried out under
supernatural control and protection. Thus, Sioux millennial groups involved in
military conflicts with whites wore so-called ghost shirts, believed
invulnerable to bullets (64).
With respect to the
relationship of ethical concern to millennialism, millennial groups tend to
exhibit either blatantly unethical behavior and antinomianism or extreme
self-control and discipline. Thus, some millennial group programs encourage
members to engage in activities (such as orgies, drinking, or stealing) that go
against their culture's norms (65).
Burridge understands such experimentation with "no rules" as compatible with the
millennial self-understanding of being in a transition phase between this world
and the next (66). Thus,
some millennial groups see themselves as living in an inverted world, or as
already beginning to enjoy an existence that transcends the social conventions
of this age.
It would be untrue to
argue, however, that millennial groups characteristically lack morality.
Millennial group programs, in fact, often stress ethical diligence (67).
Because the end-time judgment and new age are imminent, such diligence can be
seen as especially warranted. Thus, apocalyptic language is frequently attested
as a context of parenesis (68). Wayne
Meeks [34]
notes how ethical behavior sometimes also results
from the community cohesion generated by an apocalyptic worldview. When group
members are disposed to act for the community's well-being, internal discipline
and obedience of leaders result (69).
"Proto-Apocalyptic" The term
proto-apocalyptic has arisen from attempts to trace the origins of Jewish
apocalyptic eschatology. Paul Hanson sees proto-apocalyptic eschatology , as
part of a continuum from prophetic eschatology into apocalyptic eschatology
(70).
I do not assume such a continuum, but I retain the term proto-apocalyptic
for the following reason (71).
Some Persian-period
Israelite literature exhibits the family resemblances found in more elaborate
form in the Jewish apocalpytic texts written after 250 B.C.E. At the same time,
this literature is different from subsequent apocalypses. The regularities and
accepted features of these later works only developed with time. Further, the
early biblical apocalyptic texts were not informed by many of the significant
ideas and motifs found in the Hellenistic apocalypses. For example,
Persian-period texts such as those in Isaiah and Zechariah do not emphasize a
general resurrection (but see Isa. 26:19) or a judgment of the dead (but see
Isa. 24:21-22), as Daniel and 1 Enoch do (72). For
these reasons, the earlier literature requires a special designation recognizing
its distance both from nonapocalyptic visionary literature (such as Amos's
vision-cycle) and full-blown apocalyptic literature (such as the visions of
Daniel) (73). I
accept the term proto-apocalyptic as this designation.
I shall therefore use
the term proto-apocalyptic to describe those Persian [35] period
religious texts, viewpoints, and practices that have clear affinities with the
full-blown apocalypticism found in the subsequent Hellenistic and Roman periods
(74).
The use of this term here, however, should not be taken as implying acceptance of any
typology presupposing a trajectory from prophetism to
apocalypticism.
A Critique of the
Causal Theory of Deprivation
Problems with the
Original Concept of Deprivation The sociological
concept of deprivation originally had to do generally with unsatisfactory
economic conditions or at least the existence of a social setting involving
other observable lacks or stresses (75).
Deprivation commonly involves a group's being dispossessed or kept from those
things that it needs and expects to have. Early deprivation theorists viewed
this observable type of social matrix of deprivation as the cause of
millennialism. When biblical scholars examine biblical apocalyptic groups as
alienated and disenfranchised, they are presupposing this original causal
explanation.
It has become clear
that this general concept of deprivation is inadequate to account for the
phenomenon of millennialism. Too many millennial groups are not observably
deprived. List 1 provides examples of millennial groups that cannot be accounted
for by the original concept of deprivation. Many such millennial groups that are
associated with the upper echelons of society have been overlooked by
anthropologists. This is because, as Worsley notes, these groups are not usually
associated with mass movements, which may appear more interesting to study
(76).
List 1. Examples of
Nondeprived Millennial Groups
1. The Free Spirit
millennial sects, which arose in Europe from the thirteenth century onward,
included people from the privileged strata of society as well as less affluent
members of the intelligentsia. For example, some of the Free Spirit Brethren
came from wealth; well-established family backgrounds (77). The
Free Spirit millennial prophets [36] appealed especially to idle
women from the elite of urban society (78). This
is not a case of the uprooted or the poor banning together in order to
compensate for their frustrations.
2. A little-known millennial
group was that headed by the Wirsberg brothers in Europe in the 1450s and
1460s. These brothers, Janko and Livin of Wirsberg, acted as millennial
catalyst figures despite the fact that they were rich and powerful (79).
3. Members of every class and
occupation were involved in the millennialism that spread through Florence at
the end of the fifteenth century. The millennial catalyst figure here, the
famous civic reformer Savonarola, put forward a worldview that spoke to
political officials and the upper class as well as to the poor (80).
Donald Weinstein, a major expositor of Savonarolan millennialism, writes that
it was surely "a case of millenarianism that did not arise out of the protests
of the poor and cannot be explained by economic crisis" (81). In
this case, millennialism was not the religion or worldview of the deprived.
Rather, Savonarola's millennial group instruction was taken up as the basis
for the civic program of the Florentine republic itself.
[37] 4. A well-lalown brand of millennialism of the Middle Ages was
that of Joachim of Fiore (c. 1135-1202 C.E.). No special deprivation or
crisis occurred in
Calabria, where Joachim revived Christian millennialism. As Theodore Olson writes, "At most,
one can suggest that Joachim found the exegetical practices of the period inadequate to
support his need
to understand the shape of the scriptures as a whole" (82). This
situation hardly
counts as deprivation. The rise of Joachimism, the movement that based itself
on Joachim, was not associated with deprivation either. Rather, the Franciscan
Spirituals who were at the center of the movement were made up largely of
people who had abandoned great wealth (83).
Norman Cohn writes, "The Spirituals were drawn mainly from the more privileged strata of
society, notably from the mixture of noble and merchant families, which
formed the dominant class in Italian towns" ( 84).
5. Joachimite millennialism
spawned a millennial group among the sixteenth-century Spanish colonizers of
New Spain. Geronimo De Mendieta, a Franciscan friar, led this millennial
group, which acted on behalf of Spain's monarchy. During the reign of Charles
V, Mendieta's group held episcopal, governmental, and economic power (85). Far
from being
deprived or oppressed, Mendieta himself described the Spaniards as the
"whales" and the natives as the "sardines" (86).
6. The Skoptzi millennial
sect in Russia, as well, did not arise among peripheral groups or among the
economically marginalized. The sect included noblemen, state officials, and
the rich among its members (87). Even
though the sect was not caused by economic or class-status deprivation, its
worldview was clearly millennial. The group expected an [38] imminent judgment that would usher in the millennial kingdom.
One uniqueness of the group's beliefs was their conviction that the millennial
kingdom would be sexless. As a preparation for this, the group's millennial
plan included the castration of all males (88).
7. The seventeenth-century
Jewish messianic movement led by Sabbatai Sevi is another group whose cause
cannot be explained either in terms of economic deprivation or in terms of
observable stresses such as class tensions (89).
After Sabbatai Sevi revealed himself as the Messiah in May 1665, he attracted
a following that included burghers and elders, wealthy merchants, and rabbinic
scholars (90). It
cannot be argued that persecution of Polish and Russian Jews was an important
cause in the rise of the movement (91).
Rather, as Gershom Scholem states, "The messianic wave swept no less over
communities that had had no immediate experience of oppression and bloodshed
than over those which had" (92). For
example, in the prosperous Jewish community in Amsterdam, the messianic
enthusiasm was just as great as in other communities. In fact, it was
precisely those communities that were least poor or persecuted that led in the
propagation of the Sabbatian millennial beliefs.
8. The well-to-do Irvingite
Catholic Apostolic Church, which formed in nineteenth-century Britain, was not
caused by deprivation; its general membership was of the middle or upper class
(93). The
leaders of the [39] group in particular belonged to
the elite of society and some were members of the wealthiest classes. P E.
Shaw describes these leaders, the so-called Irvingitc apostles, as follows:
"Were they a persecuted company of people, or such as had not made good in the
world, it would be easy to account for [their belief that they would be rulers
in the millennium] in terms of psychological compensation" (94). In
fact they were neither poor nor persecuted: One of these so-called apostles,
Frank Sitwell, owned Barmoor Castle in Northumberland, and John Bate Cardale,
held to be the founder of the group, was affluent too (95).' A
third "apostle," Henry Drummond, was one of the wealthiest persons in England.
Further, Drummond was a member of Parliament and belonged to aristocratic
circles (96). Even
more than wealth, membership in England's gentry or aristocracy meant great
status, and several Irvingite leaders shared this distinction with Drummond.
Thus, Spencer Perceval, another Irvingite "apostle" who served in Parliament,
was also of aristocratic family (97). He
was descended from the fourth earl of Northampton. His fellow Irvingite Thomas
Carlyle joined the titled gentry when lie received the dormant title of Baron
Carlyle in 1824.
9. Modern Western culture
also provides examples of millennial groups that have not suffered empirically
observable deprivations. For instance, the Brotherhood of the Sun, a
late-twentieth-century millennial group in Santa Barbara, California, owned a
chain of supermarkets and warehouses as well as a central headquarters on a
4,000-acre ranch. The millennial catalyst figure of the group, Norman Paulsen,
had an annual personal salary of $150,000 (98).
Burridge writes, "By and large, the participants in Californian apocalyptic,
charismatic, and prophetic movements do not reveal those relative
deprivations, frustrations, etc. so beloved by so many students of the
phenomena" (99).
[40] 10. Former President Ronald Reagan has received much publicity
for his great interest in the apocalyptic sections of the Bible and his belief
in an imminent global cataclysm (100).
Reagan is held to have identified elements of the international scene daring
his tenures in public office with biblical apocalyptic figures and references.
G. Clark Chapman, Jr., reports that "While governor of California, in 1971
Reagan startled guests at a formal dinner by launching an interpretation of
Ezekiel 38-39: . . . 'Gog must be Russia' . . . `It can't be long now'' (101).
Later when president of the United States, Reagan said in a 1953 phone
conversation: "I turn back to your ancient prophets in the Old Testament and
the signs foretelling Armageddon . . . believe me, hey certainly describe the
things we're going through" (102).
"Relative" Deprivation
as Also Inadequate In 1959, in an attempt
to add sophistication to deprivation as all explanatory principle, David F.
Aberle developed his notion of relative deprivation. By adding the term
relative, he widened the concept of deprivation to encompass any uneven
relation between expectations and means for satisfaction as well as objective
hardship or oppression (103).
Aberle defined relative
deprivation as "a negative discrepancy between legitimate expectation and
actuality" (104). He
contended that this new concept of relative deprivation accounts for much more
of the data than previous concepts of objective deprivation. I want to
argue that this more sophisticated concept of relative deprivation is still
inadequate for understanding the cause and nature of
millennialism.
An initial problem with
relative deprivation theory is that of nonoccurrence: Aberle's concept is
unable to predict millennialism (105). Even
documented [41] disasters that cause objective
deprivation may not provoke a millennial response. Typhoon Ophelia, which hit
Ulithi in Micronesia in 1960, did not provoke any millennial groups (106).
Social arenas displaying economic and social deprivation may not produce
millennial groups either. Rene Ribeiro notes that millennial movements have not
formed among blacks in Brazil, although this group is at the lower end of the
social ladder and has endured severe deprivations (107).
Similarly, the Sabbatian movement (see List 1, item 7) did not gain more
supporters or spread more quickly in areas of persecution or economic
deprivation than in prosperous and free areas (108).
If objective deprivation has little predictive value for millennialism, relative
deprivation, which is more common, has even less. In my judgment, the problem of
nonoccurrence weakens the strength of the correlation between deprivation and
millennialism and suggests that, at best, deprivation may merely precipitate
other more direct causes of millennialism (109).
[42]
An even stronger problem with relative deprivation
theory involves its inherent elasticity, which raises the problem of circular
argument (110).
The theory is much too easily applied: almost any group can be seen as
relatively deprived (111). This
being the case, it is too easy' for adherents of deprivation theory to apply
their interpretation in every case of millennialism, even when empirical
warrants are not obvious.
The deprivation
explanation becomes not an empirical observation but a principle of
interpretation: on principle, some basis for a group feeling of relative
deprivation is teased out of each millennial group examined, because millennial
groups are defined from the outset as relatively deprived. This criticism of
circularity is put forcibly by Sylvia L. Thrupp: "As with Freudian theory;
proponents [of the deprivation explanation] have to base their case on faith
that if we had perfect information, all of the facts would fall consistently
into place as they wish" (112).
[43]
A final major problem with relative deprivation
theory is its reductionism. Advocates of the theory often assume that
millennialism is an unhealthy or pathological phenomenon within a closed social
system. Many Western scholars, especially those with a naturalistic worldview,
consider the millennial belief in a new world a delusion (113). These
scholars then logically search for a crisis situation, or at least a feeling of
frustration or deprivation, that can account for such a "pathological" response
(114). This
assumption is open to criticism.
First, there is no
evidence that those holding millennial worldviews must suffer from a
psychopathology (115). This
view is a kind of prejudice in which scholars take their own established
position as an assumed healthy norm (116). Thus,
Burridge, reacting against this view of millennialism as a [44] kind of
social pathology, states that the "vocabulary of relatively deprived,
frustrated, and so on" is a view "to be expected of scholars securely ensconced
in an established station" (117).
Second, the assumption
that millennialism as a pathological effect must have a material cause (that is,
some imbalance within the social system) is misguided. This argument is based on
a positivistic conception that all phenomena within a social system can be
explained by ironclad laws of cause and effect. But this conception is an
example of blatant reductionism. To cite Hillel Schwartz, such a view has no
room for the paradoxical and for imbalances within society (118). It
incorrectly sees society as a closed system in which social "energy" is never
created or destroyed.
Schwartz argues that
millennialism is not an effect, balanced against an actual or perceived wrong in
society, within such a closed universe (119).
Millennial "outbursts," like the new wealth created by an entrepreneur, may stem
front newly emergent creative "energy." This more holistic approach allows that
a millennial group may result from something as simple as a group realization of
the variety of available worldviews. Such a realization would allow for the
propagation of a new and radically-different symbolic universe. In other cases,
the emergence of a millennial worldview may be best described in terms of
religious motives. Genuine beliefs and motives caused the Sabbatian movement.
Because people believed that the Messiah had come, their whole world waxed and
waned (120).
When biblical scholars
infer from deprivation theory that a particular social milieu causes the
millennial groups that produce apocalyptic literature, they adopt from this
reductionistic model a view of the relationship between a literary form and its
setting foreign to the assumptions of traditional form criticism (121). Form
criticism does not presume to address the [45] ambitious question of the "cause" of specific genres or forms
(Gattungen). The relationship between a linguistic convention and its
setting is too complex to be reduced to setting as cause and Gattung as
effect (122). Form
criticism has the more modest task of identifying the repeating social
occurrence in which a particular linguistic form achieves an intention (123).
Consider the
relationship of the prophetic announcement of judgment to its
Sitz-im-Leben. The form of a prophet's judgment announcement and the way
it is delivered are affected by the delivery setting and society's constructs
and expectations, but the society and setting are not the cause or basis of the
message's transmission. The message results from a perceived experience of a
divine revelation or contact with the supernatural. Because prophetic activity
occurs in different environments and locales, it cannot be viewed as caused by
any one of these settings. Neither a specific socioeconomic environment nor a
given locale (such as a street corner or a [46] temple)
can be claimed as the cause of prophetic messages. We do not ask what setting
"causes" phenomena such as prophecy or preaching. Similarly; we arc asking the
wrong question if we inquire what setting causes an apocalyptic
vision.
A More Critical
View of the Origins of MillennialismThe Proper Level of Focus Is the
Millennial Group. The deprivation approach to the form criticism of
apocalyptic texts has oversimplified the relationship between text and setting,
and also adopted from sociology too broad an understanding of setting (124). Form
criticism, for its part, does not focus on the question of the wider
socioeconomic factors and environments that may influence or, in some
philosophies, even cause human actions and thoughts. It is concerned with the
narrower sphere of life or institution, whose regulations and needs influence
and form associated manners of speech and writing (125). To
understand the sermon genre, one does not look for commonality among the various
denominations and societies within which worship occurs. Rather, one looks to
the narrower institution of worship itself. By the same token, form-critical
analysis of apocalyptic literature should concern itself with the institution of
the millennial group as the sociological level that exhibits the most
commonality among the many examples of millennial religion.
Postive Motivating Factors
Must Be the Focus of Investigation. Different types of social arenas harbor
millennial groups - commonality is found only at the narrower group level.
Therefore, millennial groups cannot be characterized as always arising in
reaction to a situation of deprivation. This discovery helps us do, justice to
millennial groups' creative and active aspects. This is an important corrective,
because deprivation theory has too long viewed millennial religion only in
negative or compensatory terms (126). By
the same token, the factors motivating millennialism have been viewed too
one-sidedly as lacks or negative elements. Constructive or active
motivating [47] factors are characteristically
present behind millennial groups, and these have been insufficiently explicated.
Therefore, future investigation should focus on millennial groups and their
positive causes. After all, the creative activity, of the millennial
institution, not an amorphous deprivation void, is what produces apocalyptic
literature.
One actual positive
factor allowing for millennialism is a belief predisposition. Simply put, a
millennial group will not form unless the belief that apocalyptic events can
happen is allowed (127). Thus,
the traditions or literature carried by the group must allow for a radical
inbreaking of God. At the least, the group must have a linear view of history
and believe in a God outside of history (128).
Beyond this, potential
millennial groups are often further predisposed (129).
Events can call currently held worldviews into question creating cognitive
dissonance - a situation ripe for millennialism. For example, the Irvingites
(see List 1, item 8) arose in an atmosphere predisposed toward millennialism
(130). As
the millennial group was coming into existence, an outbreak of glossolalia
occurred in Scotland. At the same time, eschatological expectations were raised
by the sermons of Rev. James Stewart, a traveling preacher (131).
Finally, the recent revolutions in Europe were taken as a sign of a great
apostasy, that God would not tolerate. The French Revolution aimed at
"liberating" humanity from religion and royal authority. The Revolution, which
ushered in years of instability in the rest of Europe, horrified the upper-class
supporters of the English crown (132).
Indeed, the events they observed around them contradicted their mundane view of
the world, creating a mood of apocalyptic tension.
Similarly, before
Sabbatian millennialism arose, a predisposition for belief in the imminence of
the Messiah's arrival was excited by kabbalism. Indeed, by the seventeenth
century, kabbalism had created a widespread [48] expectation that apocalyptic events were imminent (133). As a
result, a predisposition toward millennial belief was rife both among the common
people and in the writings of leading rabbis.
Given such a
predisposition, a catalyst such as an influential literary work, or a teacher,
or a visionary is often a second positive motivating factor in the rise of
millennialism (134). Such
a catalyst brings any latent eschatological expectations to the surface, acts as
a symbol for the group, and helps to bring an apocalyptic group-vision to a
focus (135). The
millennial [49]
catalyst figure often seizes upon the ancient myths
of the group and integrates them into a linear view of world history. An
apocalyptic worldview is generated as mythic paradigms are fused with a
futuristic type of world-historical thinking (136).
Alternatively, if apocalyptic traditions are accessible to the group, catalysis
may involve giving these traditions a central place in the group's
consciousness. Thus, the worldview of an older apocalyptic writing may undergo
recrudescence when the work is drawn on for guidance at a time of worldview
reconstruction. Because familiarity with apocalyptic traditions and writings
usually reflects systematic study; scribalism can be an important factor in the
formation of a millennial group.
In the case of the
Irvingites, Edward Irving's preaching of a corning cataclysmic end provoked a
new universe of meaning among his predisposed group. This new symbolic universe
better fit the group's experience, accounting for the glossolalia and the
European revolutions. At the same time, it also consisted of beliefs and values
incompatible Nvith the group members' older worldview.
Advantages of a Worldview
Theory over Deprivation Theory. A focus on positive factors that allow for a
group's new apocalyptic worldview overcomes the deprivation model's tendency
toward psychological explanation. This tendency, is reductionistic, making millennialism look like a
coping mechanism.
Also, because deprivation is a psychological term, focusing
on individuals'
feelings and psyches, by itself deprivation theory does not allow sociologists to discuss group
issues and group formation. Thus, scholars have tried to combine deprivation theory with other
approaches, like
cognitive dissonance theory, in order better to move from
individuals' psychological states to group attempts at resolving psychological
turmoil [50]
through worldview reconstruction (137).
Scholars' new sociological sophistication, however, in fact renders deprivation
theory unnecessary. Worldviews, the creation of groups, not individuals, are
indeed social phenomena (138); but
groups re-create worldviews for various reasons and not only in reaction to
conditions of deprivation. Thus, focusing on what facilitates a group's creation
of a new apocalyptic worldview helps push our sociological understanding of
millennialism forward, as long as we remember that deprivation is not always at
issue.
Data such as that of
List 1 above show that deprivation is not a necessary cause of a group's
creation or adoption of an apocalyptic worldview. The evidence shows that a
change in worldview can take place among many kinds of groups, even among groups
in power who do not feel resentment like those in a setting of deprivation. This
is not incredible. Sociological studies reveal that people with power and high
social rank often develop and hold worldviews seemingly inconsistent with their
status (139). Thus
Andrew D. H. Mayes can note the suggestion that, "In the framework of a
differentiated society; it may be that apocalyptic eschatology is
an ideology quite incongruent with
the social status of those who adhered to it, since people can and do hold
belief systems inconsistent with their place in society: (140).
Furthermore, though the elite of a society, are most well-off, their hopes and wishes often
transcend a mere desire to maintain the realized status quo. Upper-echelon
figures are quite capable of desiring [51] major
changes in or even the overthrow of the system they control (141). These
figures may come to embrace a worldview that anticipates such
changes.
A paradigm illustration
of how a central and power-holding group can adopt a radically new religion or
worldview is found in Burridbges discussion of the founders of Jainism (142). The
founders of Jainism in the sixth century B.C.E. were from the upper strata of
society. They were aristocrats drawn from the Kshatriya category of persons,
which was composed of warrior and ruler. Further, Jains were part of the
financial elite of society. They were the bankers of India and had always been
extremely wealthy people. Despite the fact that the Kshatriyas were in power,
they were led to question their current assumptions so radically that a group of
them underwent a reconstruction of their worldview.
The integrity of the
Kshatriya universe of meaning began to break down due to purely internal and
subjective factors. According to their worldview, their own category of persons
did not have access to Moksha, the religious goal of absorption into
Being itself. External oppression or deprivation was not at issue; rather,
interior turmoil arose as members of this elite stratum of society began to
experience revulsion at their own social category: Burridge describes Jainism as
a "revulsion on the part of Kshatriyas against continuing to be Kshatriyas"
(143).
Kshatriya
predisposition for a worldview change manifested itself objectively in the
successive appearance of new religious teachers propounding new ideas.
Eventually, a catalyst figure arose who disseminated a religious view that
embodied the new assumptions and convictions about redemption increasingly
necessary to many Kshatriyas. The catalyst figure here was Mahavira, a founder
of Jainism, who is described by Burridge as a guru, a prophet or teacher (144).
In holding that Moksha was open to anyone, [52] Mahavira
paved the way for a new religion, Jainism, for the Kshatriyas. Conversion to
Jainism involved a radical change in orientation for the aristocrats. It
involved substituting unworldliness for worldliness and the giving up of wealth
so as to become mendicants. The founding of Jainism may thus serve as a paradigm
of how a group in power may undergo a radical change in their symbolic
universe.
Implications for
Analysis of Millennial Groups in Power The discussions of this
chapter prepare us to move ahead in our study of millennial groups. The
definitions and descriptions worked out in the first section will help determine
whether selected biblical texts arc protoapocalyptic literature and allow us to
fill in gaps in our knowledge concerning the groups and worldviews behind these
texts.
The groundwork for a
more critical analysis of those biblical protoapocalyptic texts that may have
been produced by millennial groups in power was offered in the second section.
The examples of List I show that we need not assume that all biblical
proto-apocalyptic texts were produced by marginal or disenfranchised groups.
Even a setting of relative deprivation need not be at issue for all biblical
apocalyptic texts. The millennial group, the Sitz-im-Leben of apocalyptic
literature, is motivated by factors that occur with or without
deprivation.
This result is allowed
for by the general findings and results of form criticism. Form criticism allows
that recurring situations or settings will involve both constant and variable
elements. The variability can often be a function of the different communities
and the different religious and political conditions in which recurring settings
are found. In other words, form criticism links a genre to a given land of
institution, social occurrence, or group, but the concrete occurrence of an
actual institution or group will vary in accordance with its social environment
or arena. (145).
Deprivation is a variable that may or may not be part of an arena in which
millennialism occurs.
[53] The
following schematization summarizes these obsrvations (146).
Because Sitze-im-Leben do not occur in the abstract, but as concrete
situations, we must allow that such situations will vary: In the schema, the
capital letters A, B, and C designate the variety of social environments or
arenas that accounts for some of this variableness. I therefore define a social
arena as a spectrum
of social, economic, religious, and political components that will affect the
concrete expression of a Sitz-im-Leben. One way to thnk of such an arena
is as an overarching context for concrete situations.
Chart 1. Components of
Setting in Form Criticism
Classes of
Arenas:
Class
A
Class
B
Class C
Ax Ay
Az
Bx Bv
Bw
Cx Cu Cy
Concrete
Situations:
Ax
-------------------- Bx --------------------
Cx
Sitz-im-Leben
x
<------------------> Gattung
Note that concrete
situations are designated in the schema by a combination of an upper- and
lowercase letter. The lowercase letter, the same in each situation, represents
the Sitz-im-Leben. Form criticism links a given Gattung to a
specific Sitz-im-Leben. The term Sitz-im-Leben designates what is
constant or common (represented here by the element x) among a group of
comparable concrete situations (147). By
designating the concrete situations as Ax, Bx, and Cx in
this way, the schema also illustrates the argument that recurring concrete
situations may appear in a variety of social arenas. The influence of the larger
arena is indicated by the capital letter in each of the respective
designations.
This form-critical
schematization provides a framework for understanding the fact that millennial
groups can occur in social arenas that lack observable deprivations including
the upper strata of a society The millennial group, like the other social
occurrences, institutions, and groups that constitute the Sitze-im-Leben
of form criticism, will occur in a variety of [54] larger
social arenas. No social stratum or type of social contact configuration can be
ruled out a priori as a possible social arena or matrix for millennialism. When
the positive factors discussed above occur, groups undergo millennial catalysis
within a variety of larger social environments (arenas like those designated by
class A, class B, and class C in the above schema).